Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• ABHISHEK JHABAK

  IRN AXJ01501

  • [FCA CF] Material risk taker (since 28 Oct 2024)
  • [FCA CF] Client dealing (since 1 Nov 2016)
• ALEXANDRA VICTORIA SANCHEZ THOMPSON

  IRN AVS01037

  • [FCA CF] Client dealing (since 24 Nov 2025)
• ANDREW DOUGLAS BOWLEY

  IRN ADB01226

  • [FCA CF] Material risk taker (4 Jan 2023 to 1 Sep 2023)
  • [FCA CF] Significant management (14 Apr 2021 to 23 Dec 2022)
• ATSUSHI SUGIMOTO

  IRN AXS05477

  • [FCA CF] Material risk taker (since 19 Nov 2025)
  • [FCA CF] Client dealing (since 13 May 2025)
• Aadit Seshasayee

  IRN AXS05110

  • [FCA CF] Manager of certification employee (since 24 Jan 2024)
  • [FCA CF] Significant management (since 24 Jan 2024)
  • [FCA CF] Client dealing (since 24 Jan 2024)
  • [FCA CF] Material risk taker (since 24 Jan 2024)
• Aadith Raman

  IRN AXR02325

  • [FCA CF] Material risk taker (since 16 Feb 2026)
  • [FCA CF] Manager of certification employee (since 14 Jul 2025)
  • [FCA CF] Client dealing (since 23 Jan 2025)
• Aaron Caplan

  IRN AXC00649

  • [FCA CF] Significant management (since 25 Oct 2021)
• Aaron Zafar Baker

  IRN AZB01002

  • [FCA CF] Client dealing (5 Jun 2018 to 13 Dec 2018)
• Abdelkerim Karim

  IRN AXK01150

  • CF29 Significant management (20 Jul 2010 to 14 Oct 2011)
  • CF1 Director (11 Nov 2009 to 11 Oct 2010)
• Abdulrahman Juma

  IRN AXJ00478

  • [FCA CF] Manager of certification employee (since 19 Feb 2024)
  • [FCA CF] Client dealing (since 19 Feb 2024)

No changes recorded yet.