Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Material risk taker (12 Feb 2026 to 16 Mar 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (4 Jan 2023 to 1 Sep 2023)
    • [FCA CF] Significant management (14 Apr 2021 to 23 Dec 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (14 Apr 2021 to 23 Dec 2022)
    • [FCA CF] Material risk taker (3 Nov 2016 to 24 Oct 2019)
    • [FCA CF] Client dealing (3 Nov 2016 to 2 Apr 2020)
    • CF30 Customer (23 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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