Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 16 Feb 2026)
- [FCA CF] Manager of certification employee (since 14 Jul 2025)
- [FCA CF] Client dealing (since 23 Jan 2025)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 16 Feb 2026)
- [FCA CF] Manager of certification employee (since 14 Jul 2025)
- [FCA CF] Client dealing (since 23 Jan 2025)
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- [FCA CF] Client dealing (7 Mar 2016 to 3 May 2023)
- CF30 Customer (10 Mar 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.