Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Anjali Harkoo

  IRN AXH01955

  • CF30 Customer (22 Jun 2010 to 27 Jan 2012)
• Anjli Sainani

  IRN AXS01583

  • CF30 Customer (1 Nov 2007 to 22 Jul 2010)
  • CF22 Investment Adviser (Trainee) (11 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (31 May 2006 to 11 May 2007)
• Anna Epstein

  IRN AXE01327

  • CF30 Customer (9 Jun 2010 to 14 Feb 2013)
• Anna Hardwick

  IRN AXH02488

  • SMF24 Chief Operations (18 Jun 2021 to 17 May 2022)
  • [PRA CF] Managing a material risk taker (16 Mar 2021 to 11 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2021 to 11 Aug 2022)
  • [FCA CF] Material risk taker (16 Mar 2021 to 11 Aug 2022)
• Anna Pagadala

  IRN AXP01986

  • CF30 Customer (4 Jan 2011 to 30 Nov 2011)
• Anne-Laure Coates

  IRN AXC01937

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 31 Oct 2007)
• Anouck Claire Paul De Somer

  IRN ACD01112

  • CF30 Customer (12 Jun 2009 to 13 Apr 2010)
• Anthony Joseph Nicholson Miller

  IRN AJM01230

  • CF30 Customer (1 Nov 2007 to 12 Aug 2008)
  • CF26 Customer Trading (29 May 2007 to 31 Oct 2007)
• Anthony Lewis Richardson

  IRN ALR01023

  • CF30 Customer (28 Jan 2009 to 6 Mar 2016)
• Anthony Nicholas Philips

  IRN ANP01052

  • [FCA CF] Client dealing (7 Mar 2022 to 20 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2022 to 20 Aug 2023)

No changes recorded yet.