Anna Hardwick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF24 Chief Operations (18 Jun 2021 to 17 May 2022)
    • [FCA CF] Material risk taker (16 Mar 2021 to 11 Aug 2022)
    • [PRA CF] Managing a material risk taker (16 Mar 2021 to 11 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2021 to 11 Aug 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF24 Chief Operations (18 Jun 2021 to 17 May 2022)
    • [FCA CF] Material risk taker (10 Feb 2021 to 11 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2021 to 11 Aug 2022)
    • [PRA CF] Managing a material risk taker (10 Feb 2021 to 11 Aug 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 18 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 18 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF10a CASS Oversight function (26 Aug 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF10a CASS Oversight function (26 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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