Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Rodrigo

    IRN AXR01201

    • CF21 Investment Adviser (13 Dec 2004 to 21 Mar 2005)
  • Antonio Francesco Saverio Governale

    IRN AFG01022

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Antonios Koutsoukis

    IRN AXK01704

    • CF30 Customer (25 Jun 2008 to 6 Mar 2016)
  • Arash Mokaram

    IRN AXM12375

    • [FCA CF] Client dealing (8 Jun 2023 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 5 Mar 2025)
  • Arild Pockrandt

    IRN AXP01381

    • CF21 Investment Adviser (30 Mar 2006 to 23 May 2007)
  • Arsalaan Bessarat-Shirazi

    IRN AXB02077

    • CF30 Customer (1 Nov 2007 to 1 Aug 2011)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • Artemis Satvatmanesh

    IRN AXS01322

    • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 19 Jul 2023)
    • [FCA CF] Client dealing (14 Nov 2022 to 19 Jul 2023)
  • Arturo Bonavita

    IRN AXB03372

    • [FCA CF] Client dealing (4 May 2018 to 6 Oct 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Oct 2021)
    • CF30 Customer (29 Jan 2015 to 6 Mar 2016)
  • Asaf-Haim Raveh

    IRN AXR01322

    • CF21 Investment Adviser (16 May 2003 to 19 Jul 2004)
  • Ashkan Anbari

    IRN AXA01241

    • CF30 Customer (27 Feb 2009 to 22 Jun 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.