Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ashok Kumar Rughwani

  IRN AKR01021

  • CF30 Customer (5 Oct 2010 to 9 Jul 2012)
• Atif Sarwar

  IRN AXS01640

  • CF21 Investment Adviser (30 Mar 2006 to 4 Dec 2006)
• Ayla Bozkus

  IRN AXB01532

  • CF21 Investment Adviser (30 Aug 2005 to 11 Jun 2007)
• Ayman Burhan Sleiman

  IRN ABS01088

  • CF30 Customer (1 Mar 2016 to 6 Mar 2016)
• Aziz Akahloun

  IRN AXA01796

  • CF30 Customer (2 Jun 2014 to 10 Nov 2014)
• Aziz Un Noor Mallick

  IRN AUM01002

  • CF30 Customer (4 Nov 2008 to 4 Jun 2012)
• Aziza Galimova Ramos

  IRN AXG02048

  • CF30 Customer (12 Jan 2015 to 6 Mar 2016)
• Balbina Patricia Garcia Benito

  IRN BPG01019

  • CF21 Investment Adviser (13 Dec 2004 to 13 Dec 2004)
• Barnaby W Hall

  IRN BXH71434

  • [FCA CF] Functions requiring qualifications (18 Dec 2023 to 23 Jun 2025)
  • [FCA CF] Client dealing (23 Oct 2023 to 5 Mar 2025)
• Barry Eugene O'Callaghan

  IRN BEO01012

  • [FCA CF] Client dealing (7 Mar 2016 to 3 Jan 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jan 2019)

No changes recorded yet.