Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Beatrice Zagolin

    IRN BXZ01023

    • CF30 Customer (13 Dec 2011 to 5 Nov 2013)
  • Ben Edward Marsh

    IRN BXM00264

    • [FCA CF] Client dealing (25 Oct 2021 to 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (25 Oct 2021 to 29 Jul 2022)
  • Benjamin Derek Chance

    IRN BDC01043

    • CF30 Customer (2 Dec 2013 to 19 Jun 2015)
  • Benjamin Harrison

    IRN BXH01129

    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
  • Bernice Marguerite Smart

    IRN BMS01021

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF21 Investment Adviser (16 Jul 2004 to 31 Oct 2007)
  • Bethan Myfanwy Thomas

    IRN BXT01167

    • CF30 Customer (1 Nov 2007 to 7 May 2010)
    • CF22 Investment Adviser (Trainee) (22 Feb 2007 to 31 Oct 2007)
  • Bhairav Raja

    IRN BXR01222

    • CF30 Customer (1 Nov 2007 to 23 May 2008)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Bharat Laul

    IRN BXL00204

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2025)
    • [FCA CF] Material risk taker (since 10 Dec 2025)
  • Bhavanishanker Kandlur

    IRN BXK01043

    • CF30 Customer (4 Jun 2010 to 31 Jul 2012)
  • Billy Michael Gibbon

    IRN BXG00130

    • [FCA CF] Client dealing (21 Jun 2023 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (21 Jun 2023 to 23 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.