Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bjorn Jonny Bohm

    IRN BJB01104

    • CF30 Customer (20 Dec 2007 to 12 May 2011)
  • Bjorn Olof Lindvall

    IRN BOL01003

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Bradley Peter Werner

    IRN BXW00165

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2023)
  • Brendan Denis Whitely

    IRN BDW01025

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Oct 2002 to 31 Oct 2007)
  • Brendan Massey

    IRN BXM71716

    • [FCA CF] Client dealing (1 Sep 2017 to 4 Mar 2020)
  • Brian Mcritchie

    IRN BXM01468

    • CF30 Customer (1 Nov 2007 to 26 Apr 2011)
    • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
  • Brigitte Reech

    IRN BXR01159

    • CF30 Customer (11 Mar 2013 to 10 Nov 2014)
  • Brij Mohan Sharma

    IRN BMS01049

    • CF30 Customer (15 Jun 2010 to 11 Oct 2013)
  • Bruce Davidson Elcock

    IRN BDE01011

    • CF15 Internal Audit (1 Dec 2001 to 3 Jan 2006)
  • Cag Guner

    IRN CXG01377

    • CF30 Customer (14 Dec 2007 to 5 Mar 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.