Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TCW Europe Limited (no longer approved here)

    FRN 613681

    • SMF1 Chief Executive (9 Feb 2024 to 1 Aug 2025)
    • SMF3 Executive Director (9 Feb 2024 to 1 Aug 2025)
    • [FCA CF] Client dealing (5 Sep 2022 to 1 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2022)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (14 Dec 2007 to 5 Mar 2008)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 5 Mar 2008)
    • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Nov 2006 to 9 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.