TCW Europe Limited

• Principal Place of Business

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

  Web

  https://www.tcw.com

• Complaints Contact

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Lennon-Smith

  IRN AXL01799

  • SMF1 Chief Executive (since 9 Feb 2024)
  • SMF3 Executive Director (since 9 Feb 2024)
  • [FCA CF] Client dealing (since 15 Aug 2022)
• Andrea Da Ruos

  IRN AXD15216

  • [FCA CF] Client dealing (since 14 Nov 2025)
• Anthony Cova

  IRN AXC03129

  • CF30 Customer (3 May 2016 to 8 Dec 2019)
• Aurora Di Mauro

  IRN AXD00378

  • [FCA CF] Client dealing (20 Oct 2020 to 18 Nov 2022)
• Breeshey Evans

  IRN BXE00108

  • [FCA CF] Client dealing (since 6 Aug 2025)
• Bret Barker

  IRN BXB00381

  • [FCA CF] Client dealing (since 6 Apr 2024)
  • [FCA CF] Manager of certification employee (since 6 Apr 2024)
• Brian Gelfand

  IRN BXG00271

  • [FCA CF] Client dealing (since 2 Aug 2024)
• Cag Guner

  IRN CXG01377

  • SMF1 Chief Executive (9 Feb 2024 to 1 Aug 2025)
  • SMF3 Executive Director (9 Feb 2024 to 1 Aug 2025)
  • [FCA CF] Client dealing (5 Sep 2022 to 1 Aug 2025)
• Carlos Prado

  IRN CXP40889

  • [FCA CF] Client dealing (7 Dec 2020 to 3 Nov 2023)
• Charles Alexander Bernd Barnick

  IRN CAB01173

  • SMF1 Chief Executive (16 Aug 2020 to 13 Oct 2023)
  • SMF16 Compliance Oversight (16 Aug 2020 to 4 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Aug 2020 to 4 Aug 2022)
  • SMF3 Executive Director (16 Aug 2020 to 13 Oct 2023)
  • [FCA CF] Manager of certification employee (16 Aug 2020 to 13 Oct 2023)
  • [FCA CF] Significant management (16 Aug 2020 to 13 Oct 2023)
  • [FCA CF] Client dealing (28 May 2020 to 13 Oct 2023)

No changes recorded yet.