TCW Europe Limited

• Principal Place of Business

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

  Web

  https://www.tcw.com

• Complaints Contact

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive Crowe

  IRN CXC01172

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 May 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 28 May 2020)
  • CF10 Compliance Oversight (28 Jun 2018 to 8 Dec 2019)
  • CF3 Chief Executive (28 Jun 2018 to 8 Dec 2019)
  • CF1 Director (28 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Jun 2018 to 8 Dec 2019)
  • CF30 Customer (9 Mar 2015 to 8 Dec 2019)
• David DeVito

  IRN DXD25987

  • SMF3 Executive Director (12 Mar 2020 to 31 Dec 2020)
• Diana Cadavid

  IRN DXC00352

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
• Diane Jaffee

  IRN DXJ00140

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
• Elizabeth Crawford

  IRN EXC08737

  • [FCA CF] Manager of certification employee (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
• Frederick Rowan-Hamilton

  IRN FXR00169

  • [FCA CF] Client dealing (since 6 Aug 2025)
• Gian Luca Giurlani

  IRN GLG01008

  • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Mar 2024)
  • CF1 Director (12 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
• Giancarlo Antonini

  IRN GXA00166

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2022)
  • SMF16 Compliance Oversight (since 4 Aug 2022)
• Heinrich Hubert Riehl

  IRN HHR01008

  • CF1 Director (25 Nov 2014 to 31 May 2018)
  • CF10 Compliance Oversight (25 Nov 2014 to 31 May 2018)
  • CF11 Money Laundering Reporting (25 Nov 2014 to 31 May 2018)
  • CF3 Chief Executive (25 Nov 2014 to 31 May 2018)
  • CF30 Customer (25 Nov 2014 to 31 May 2018)
• Hugh De Weijer

  IRN HXD00070

  • [FCA CF] Client dealing (14 Dec 2020 to 6 Aug 2025)

No changes recorded yet.