Clive Crowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TCW Europe Limited (no longer approved here)

    FRN 613681

    • [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 28 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 20 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 May 2020)
    • CF11 Money Laundering Reporting (28 Jun 2018 to 8 Dec 2019)
    • CF1 Director (28 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (28 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (9 Mar 2015 to 8 Dec 2019)
  • FirstRand Bank Limited (no longer approved here)

    FRN 476154

    • CF30 Customer (6 Jun 2014 to 18 Sep 2014)
  • MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)

    FRN 181136

    • CF30 Customer (26 Oct 2009 to 7 Dec 2012)
  • Natixis Investment Managers UK Limited (no longer approved here)

    FRN 190258

    • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF21 Investment Adviser (10 Jun 2005 to 27 May 2006)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.