Natixis Investment Managers UK Limited

• Principal Place of Business

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

  Web

  http://www.im.natixis.com

• Complaints Contact

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ada Harte

  IRN AXH88714

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
• Alessandro Marolda

  IRN MXA02085

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Oct 2015 to 8 Dec 2019)
• Alexander James Wharton

  IRN AJW01544

  • CF30 Customer (25 Sep 2013 to 10 Mar 2017)
• Alexander Jamieson McArthur

  IRN AJM01767

  • [FCA CF] Manager of certification employee (since 1 Feb 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Nov 2015 to 8 Dec 2019)
• Alexandre Tourneux

  IRN AXT00630

  • [FCA CF] Significant management (since 1 Aug 2023)
• Alistair Dougal Morrison

  IRN ADM01068

  • CF30 Customer (1 Nov 2007 to 31 May 2009)
  • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (26 Sep 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (26 Sep 2006 to 31 Mar 2008)
  • CF1 Director (26 Sep 2006 to 14 May 2009)
  • CF3 Chief Executive (26 Sep 2006 to 14 May 2009)
  • CF11 Money Laundering Reporting (26 Sep 2006 to 30 Apr 2008)
• Altaf Cassam Patel

  IRN ACP01123

  • CF11 Money Laundering Reporting (30 Apr 2008 to 24 Apr 2009)
  • CF10 Compliance Oversight (9 Apr 2008 to 24 Apr 2009)
• Andrew Benton

  IRN AXB01371

  • SMF1 Chief Executive (since 22 Sep 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
• Andrew John Kinsey-Quick

  IRN AJK01107

  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Antoinette Willard

  IRN AXW01407

  • CF1 Director (21 Aug 2002 to 2 Apr 2003)

No changes recorded yet.