Alistair Dougal Morrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • CF1 Director (AR) (27 Nov 2017 to 23 Jul 2018)
    • CF30 Customer (30 Sep 2016 to 23 Jul 2018)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (27 Oct 2009 to 15 Oct 2010)
  • Natixis Investment Managers UK Limited (no longer approved here)

    FRN 190258

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Sep 2006 to 31 Oct 2007)
    • CF3 Chief Executive (26 Sep 2006 to 14 May 2009)
    • CF1 Director (26 Sep 2006 to 14 May 2009)
    • CF10 Compliance Oversight (26 Sep 2006 to 31 Mar 2008)
    • CF11 Money Laundering Reporting (26 Sep 2006 to 30 Apr 2008)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF1 Director (17 Feb 2003 to 21 Jun 2005)
    • CF21 Investment Adviser (19 Nov 2002 to 24 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.