TCW Europe Limited

• Principal Place of Business

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

  Web

  https://www.tcw.com

• Complaints Contact

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie Patton

  IRN JXP01007

  • [FCA CF] Client dealing (since 6 Apr 2024)
  • [FCA CF] Manager of certification employee (since 6 Apr 2024)
• Jennifer Grancio

  IRN JXG00795

  • [FCA CF] Significant management (since 6 Apr 2024)
• Jerry Cudzil

  IRN JXC00867

  • [FCA CF] Client dealing (11 Apr 2022 to 15 Aug 2023)
  • [FCA CF] Manager of certification employee (11 Apr 2022 to 15 Aug 2023)
• Joseph Carieri

  IRN JXC25988

  • SMF3 Executive Director (since 18 Mar 2020)
  • [FCA CF] Significant management (18 Mar 2020 to 13 Mar 2024)
• Keval Dattani

  IRN KXD00395

  • [FCA CF] Client dealing (since 6 Aug 2025)
• Kim Ardoin

  IRN KXA00361

  • [FCA CF] Client dealing (since 6 Apr 2024)
• Malea Figgins

  IRN MXF00548

  • [FCA CF] Client dealing (since 6 Apr 2024)
• Manu George

  IRN MXG00407

  • [FCA CF] Client dealing (8 Nov 2021 to 31 Oct 2023)
  • [FCA CF] Manager of certification employee (8 Nov 2021 to 31 Oct 2023)
• Margaret D'Arcy

  IRN MXD46239

  • [FCA CF] Client dealing (since 15 Jun 2024)
• Marine Brigitte Marie Porcherot

  IRN MXP13607

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
  • CF30 Customer (6 Apr 2019 to 8 Dec 2019)

No changes recorded yet.