TCW Europe Limited

• Principal Place of Business

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

  Web

  https://www.tcw.com

• Complaints Contact

  33 Cork Street

  4th Floor

  London

  W1S 3NQ

  UNITED KINGDOM

  Phone

  +442038173573

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Meredith Jackson Voboril

  IRN MJV01057

  • SMF3 Executive Director (2 Jun 2021 to 31 Dec 2023)
  • [FCA CF] Significant management (3 Mar 2021 to 31 Dec 2023)
  • CF2 Non Executive Director (25 Nov 2014 to 8 Dec 2019)
• Michael Carrion

  IRN MXC00729

  • [FCA CF] Client dealing (since 11 Apr 2022)
• Nicky Verdi

  IRN NXV01041

  • [FCA CF] Client dealing (since 6 Apr 2024)
• Paul Daniel Whelan

  IRN PDW01071

  • [FCA CF] Client dealing (since 3 Dec 2025)
• Raphael Bernard Grimaud

  IRN RBG01039

  • CF30 Customer (25 Nov 2014 to 13 Jun 2016)
• Russel Higgins

  IRN RXH00548

  • [FCA CF] Client dealing (since 8 Aug 2022)
• Stanislas Lucien Roger Debreu

  IRN SLD01080

  • CF1 Director (25 Nov 2014 to 3 May 2019)
• Steven John Purdy

  IRN SJP01284

  • [FCA CF] Manager of certification employee (since 8 Aug 2022)
  • [FCA CF] Client dealing (since 8 Aug 2022)
• Stuart Richard Johnston

  IRN SRJ01043

  • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
• Valeria Mendiola

  IRN VXM00245

  • [FCA CF] Client dealing (since 14 Nov 2025)

No changes recorded yet.