Paul Daniel Whelan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TCW Europe Limited
FRN 613681
- [FCA CF] Client dealing (since 3 Dec 2025)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (5 Nov 2009 to 31 Jul 2012)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (1 Nov 2007 to 3 Feb 2009)
- CF27 Investment Management (31 Jan 2006 to 31 Oct 2007)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (1 Nov 2007 to 3 Feb 2009)
- CF27 Investment Management (31 Jan 2006 to 31 Oct 2007)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF27 Investment Management (5 May 2004 to 23 Dec 2005)
- CF21 Investment Adviser (5 May 2004 to 23 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.