Janus Henderson Investors UK Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

  Web

  https://www.janushenderson.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Harby

  IRN AXH01867

  • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
  • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
• Adam James McConkey

  IRN AJM01262

  • CF30 Customer (4 Apr 2011 to 28 Feb 2017)
• Adam John Gent

  IRN AJG01148

  • CF21 Investment Adviser (20 Jun 2005 to 20 Apr 2007)
• Adam John Sidney Tyrrell

  IRN AJT01090

  • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
  • CF27 Investment Management (22 Oct 2004 to 31 Oct 2007)
• Adam Nicholas Eades

  IRN AXE01091

  • CF29 Significant management (11 Jun 2010 to 6 Apr 2011)
• Adam Nursaw

  IRN AXN00334

  • [FCA CF] Material risk taker (since 8 Nov 2023)
  • SMF16 Compliance Oversight (since 8 Nov 2023)
• Adrian Hogarth

  IRN ABH01012

  • [FCA CF] Manager of certification employee (since 17 Apr 2020)
  • [FCA CF] Client dealing (since 17 Apr 2020)
  • CF30 Customer (21 Jul 2008 to 8 Dec 2019)
• Adrian Michael Lawrence

  IRN AML01088

  • CF21 Investment Adviser (17 Mar 2005 to 21 Jan 2007)
• Adrian Peter Heft

  IRN APH01112

  • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
  • CF26 Customer Trading (19 Mar 2004 to 31 Oct 2007)
• Adrian Stephan Pankiw

  IRN ASP01089

  • CF30 Customer (3 Nov 2011 to 31 Dec 2014)

• Henderson Real Estate Strategy Limited (no longer appointed)

  FRN 205630 · Appointed 3 Nov 1997 · Until 5 Apr 2012

No changes recorded yet.