Adam Nicholas Eades

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cboe Chi-X Europe Limited (no longer approved here)
FRN 449481
- SMF3 Executive Director (9 Dec 2019 to 22 Sep 2020)
- CF1 Director (26 Jul 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Feb 2012 to 1 Dec 2013)
- CF10 Compliance Oversight (19 Dec 2011 to 1 Dec 2013)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF29 Significant management (11 Jun 2010 to 6 Apr 2011)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF29 Significant management (11 Jun 2010 to 6 Apr 2011)
NS PARTNERS LTD (no longer approved here)
FRN 141667
- CF1 Director (11 Jun 2010 to 11 Nov 2010)
Nuveen Investment Management International Limited (no longer approved here)
FRN 141668
- CF1 Director (11 Jun 2010 to 6 Apr 2011)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF29 Significant management (11 Jun 2010 to 6 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.