NS PARTNERS LTD

• Principal Place of Business

  Southwest House

  11a Regent Street St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442035358101

  Web

  https://www.ns-partners.co.uk

• Complaints Contact

  Southwest House

  11a Regent Street St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442035358128

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Adam Nicholas Eades

  IRN AXE01091

  • CF1 Director (11 Jun 2010 to 11 Nov 2010)
• Alastair John MacGregor

  IRN AJM01251

  • CF27 Investment Management (1 Dec 2001 to 2 Jul 2007)
• Alexander Charles Deptford

  IRN CAD01072

  • CF30 Customer (7 Jul 2008 to 30 Apr 2009)
• Amanda Corenne Gold

  IRN ACG01090

  • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
  • CF27 Investment Management (9 Jan 2007 to 31 Oct 2007)
• Andrew Christopher Gibbs

  IRN ACG01038

  • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
  • CF27 Investment Management (9 Aug 2004 to 31 Oct 2007)
• Andrew Graham McRobert

  IRN AGM01085

  • CF30 Customer (1 Nov 2007 to 18 Jun 2010)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Andrew James Formica

  IRN AJF01072

  • CF1 Director (7 Apr 2009 to 4 Jul 2011)
• Andrew James King Steward

  IRN AJS01265

  • CF28 Systems and controls (21 Dec 2010 to 4 Jul 2011)
• Anna Elizabeth Kirk

  IRN AEK01009

  • SMF3 Executive Director (9 Dec 2019 to 29 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
  • CF11 Money Laundering Reporting (6 Oct 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Aug 2011 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Anna Louise Locke

  IRN ALS01081

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (6 Jul 2006 to 31 Oct 2007)

• Connor, Clark & Lunn UK Limited

  FRN 824098 · Appointed 10 Feb 2021

• Connor, Clark & Lunn UK Limited (no longer appointed)

  FRN 824098 · Appointed 24 Oct 2018 · Until 9 Nov 2018 · Tied agent

• WorldInvest Bermuda Limited (no longer appointed)

  FRN 205617 · Appointed 24 Jul 1996 · Until 31 May 2000

• WorldInvest Management Australia Pty Ltd (no longer appointed)

  FRN 205616 · Appointed 24 Jul 1996 · Until 23 Dec 1998

• Worldinvest International Inc (no longer appointed)

  FRN 205612 · Appointed 1 Mar 1996 · Until 31 Dec 2000

• WorldInvest (US) Inc (no longer appointed)

  FRN 205611 · Appointed 1 Jan 1996 · Until 31 Dec 2001

No changes recorded yet.