Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 29 Dec 2023)
    • CF11 Money Laundering Reporting (6 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Aug 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF1 Director (1 Dec 2001 to 2 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.