NS PARTNERS LTD

• Principal Place of Business

  Southwest House

  11a Regent Street St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442035358101

  Web

  https://www.ns-partners.co.uk

• Complaints Contact

  Southwest House

  11a Regent Street St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442035358128

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Benjamin John Pakenham

  IRN BJP01063

  • CF30 Customer (1 Nov 2007 to 22 Feb 2010)
  • CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
• Billy Dixon

  IRN BXD01254

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
• Brian David Rowe

  IRN BDR01007

  • CF11 Money Laundering Reporting (8 Apr 2011 to 4 Jul 2011)
  • CF10 Compliance Oversight (9 Apr 2009 to 4 Jul 2011)
• Brian Peter Coffey

  IRN BPC01090

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Bruce Robert Shewfelt

  IRN BRS01064

  • CF1 Director (1 Aug 2011 to 14 Aug 2013)
• Carlos Estevam Cintra Stelin

  IRN CES01075

  • CF30 Customer (since 8 Mar 2021)
• Chi Hang Li

  IRN CXL15772

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jun 2019 to 8 Dec 2019)
• Christie Barnes Sanders

  IRN CBS01008

  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
  • CF1 Director (1 Dec 2001 to 31 Dec 2004)
• Christopher John Burling

  IRN CJB01149

  • CF30 Customer (1 Nov 2007 to 30 Jun 2018)
  • CF27 Investment Management (12 Dec 2006 to 31 Oct 2007)
• Connie Chien

  IRN CXC01515

  • CF27 Investment Management (5 Apr 2005 to 27 Jan 2006)

• Connor, Clark & Lunn UK Limited

  FRN 824098 · Appointed 10 Feb 2021

• Connor, Clark & Lunn UK Limited (no longer appointed)

  FRN 824098 · Appointed 24 Oct 2018 · Until 9 Nov 2018 · Tied agent

• WorldInvest Bermuda Limited (no longer appointed)

  FRN 205617 · Appointed 24 Jul 1996 · Until 31 May 2000

• WorldInvest Management Australia Pty Ltd (no longer appointed)

  FRN 205616 · Appointed 24 Jul 1996 · Until 23 Dec 1998

• Worldinvest International Inc (no longer appointed)

  FRN 205612 · Appointed 1 Mar 1996 · Until 31 Dec 2000

• WorldInvest (US) Inc (no longer appointed)

  FRN 205611 · Appointed 1 Jan 1996 · Until 31 Dec 2001

No changes recorded yet.