NS PARTNERS LTD

• Principal Place of Business

  Southwest House

  11a Regent Street St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442035358101

  Web

  https://www.ns-partners.co.uk

• Complaints Contact

  Southwest House

  11a Regent Street St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442035358128

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• David Joseph Jacob

  IRN DJJ01059

  • CF1 Director (7 Apr 2009 to 4 Jul 2011)
• David Ralph Delano Cornell

  IRN DRC01092

  • CF30 Customer (12 May 2008 to 31 Dec 2009)
• Deborah Jane Weekes

  IRN DJW01175

  • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 2 Apr 2009)
• Elizabeth Ann Gascoyne Cecil

  IRN EAC01052

  • CF27 Investment Management (6 Apr 2005 to 19 Jan 2006)
• Emily Francesca Dresner

  IRN EFD00005

  • CF27 Investment Management (15 Jan 2004 to 18 Sep 2007)
• Francesca Smith

  IRN FKW01001

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2006)
  • CF14 Risk Assessment (1 Dec 2001 to 1 Jun 2006)
• Gordon Robert Allan

  IRN GRA01032

  • CF29 Significant management (1 Nov 2007 to 13 Oct 2008)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Gregory William Kerr

  IRN GWK01010

  • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
  • CF27 Investment Management (5 May 2006 to 31 Oct 2007)
• Howard John Covington

  IRN HJC01016

  • CF1 Director (1 Dec 2001 to 2 Apr 2009)
  • CF3 Chief Executive (1 Dec 2001 to 2 Apr 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Ian James Beattie

  IRN IJB01029

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (12 Jun 2002 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

• Connor, Clark & Lunn UK Limited

  FRN 824098 · Appointed 10 Feb 2021

• Connor, Clark & Lunn UK Limited (no longer appointed)

  FRN 824098 · Appointed 24 Oct 2018 · Until 9 Nov 2018 · Tied agent

• WorldInvest Bermuda Limited (no longer appointed)

  FRN 205617 · Appointed 24 Jul 1996 · Until 31 May 2000

• WorldInvest Management Australia Pty Ltd (no longer appointed)

  FRN 205616 · Appointed 24 Jul 1996 · Until 23 Dec 1998

• Worldinvest International Inc (no longer appointed)

  FRN 205612 · Appointed 1 Mar 1996 · Until 31 Dec 2000

• WorldInvest (US) Inc (no longer appointed)

  FRN 205611 · Appointed 1 Jan 1996 · Until 31 Dec 2001

No changes recorded yet.