Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF27 Investment Management (5 May 2006 to 31 Oct 2007)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF27 Investment Management (5 May 2006 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF27 Investment Management (1 Dec 2001 to 16 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.