Nuveen Management AIFM Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
201 Bishopsgate9th FloorLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037278000
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Complaints Contact
201 BishopsgateLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037258321
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Nicholas Eades
IRN AXE01091
- CF29 Significant management (11 Jun 2010 to 6 Apr 2011)
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Aine Stewart
IRN AXS01457
- [FCA CF] Significant management (since 19 Jan 2023)
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Ainslie McLennan
IRN AXM02093
- SMF3 Executive Director (20 Aug 2020 to 1 Dec 2023)
- CF30 Customer (27 Mar 2014 to 8 Dec 2019)
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Alan Guy Crossland
IRN AGC01081
- CF30 Customer (1 Nov 2007 to 10 Jan 2008)
- CF27 Investment Management (28 Dec 2006 to 31 Oct 2007)
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Alan James Thetford
IRN AJT01163
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2021)
- CF11 Money Laundering Reporting (14 Sep 2011 to 1 Apr 2014)
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Alan Jonathan Richard Miller
IRN AJM01247
- CF27 Investment Management (1 Dec 2001 to 5 Feb 2007)
- CF1 Director (1 Dec 2001 to 5 Feb 2007)
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Alastair James Williamson Milne
IRN AJM01610
- CF30 Customer (13 Mar 2008 to 10 Jun 2013)
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Alastair John MacGregor
IRN AJM01251
- CF27 Investment Management (1 Dec 2001 to 2 Jul 2007)
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Alexander Charles Deptford
IRN CAD01072
- CF30 Customer (7 Jul 2008 to 30 Apr 2009)
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Alexander Raphael De Stefano
IRN ARD01113
- [FCA CF] Client dealing (4 Oct 2021 to 20 Jan 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.