Alan Jonathan Richard Miller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCM Private LLP

    FRN 497525

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (24 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2009 to 8 Dec 2019)
    • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
  • SilverStreet Capital LLP (no longer approved here)

    FRN 463103

    • CF4 Partner (29 Sep 2008 to 7 Jan 2009)
    • CF30 Customer (29 Sep 2008 to 7 Jan 2009)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF1 Director (1 Dec 2001 to 5 Feb 2007)
    • CF27 Investment Management (1 Dec 2001 to 5 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.