SCM Private LLP

Date authorised
1 April 2013
Companies House
OC342778
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Michelin House
    81 Fulham Road
    London
    SW3 6RD
    UNITED KINGDOM
    Phone
    +442078388650
    Web
    https://www.scmdirect.com

  • Complaints Contact

    Michelin House
    81 Fulham Road
    London
    SW3 6RD
    UNITED KINGDOM
    Phone
    +442078388650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Jonathan Richard Miller

    IRN AJM01247

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Mar 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (24 Apr 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2009 to 8 Dec 2019)
  • Alexander David Spencer-Churchill

    IRN ADS01185

    • CF4 Partner (24 Apr 2009 to 5 Oct 2009)
  • Andrew Thomas Haxton

    IRN ATH00007

    • CF30 Customer (16 May 2012 to 12 Jun 2013)
  • Barnaby James Simmons Barker

    IRN BJB01142

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2021)
    • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
  • Charles Michel Samen

    IRN CMS01073

    • CF30 Customer (24 Apr 2009 to 17 Oct 2012)
  • Emily Compton

    IRN EXC01325

    • CF4 Partner (12 Oct 2010 to 9 Aug 2012)
  • Gina Nadira Miller

    IRN GNM01028

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
  • Massimo Seraggiotto

    IRN MXS04652

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (9 Mar 2017 to 8 Dec 2019)
  • Michael Rajnarine Sawh

    IRN MRS01142

    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 30 Sep 2025)
    • [FCA CF] Client dealing (1 Aug 2022 to 30 Sep 2025)
  • Simeon Dominic Downes

    IRN SDD01052

    • CF4 Partner (19 Aug 2010 to 11 Feb 2016)
    • CF30 Customer (15 Mar 2010 to 11 Feb 2016)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.