Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Glennmont Partners I Limited
FRN 483500
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
- [FCA CF] Material risk taker (since 20 Dec 2021)
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Clean Energy Partners LLP
FRN 575213
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
- [FCA CF] Material risk taker (since 20 Dec 2021)
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Glennmont Asset Management Limited
FRN 665071
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
- [FCA CF] Material risk taker (since 20 Dec 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2021)
- CF11 Money Laundering Reporting (14 Sep 2011 to 1 Apr 2014)
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Nuveen Management AIFM Limited
FRN 194149
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2021)
- CF11 Money Laundering Reporting (14 Sep 2011 to 1 Apr 2014)
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- CF11 Money Laundering Reporting (30 May 2017 to 16 Aug 2019)
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- CF11 Money Laundering Reporting (14 Sep 2011 to 16 Aug 2019)
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- CF11 Money Laundering Reporting (14 Sep 2011 to 16 Aug 2019)
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- CF11 Money Laundering Reporting (27 May 2003 to 16 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.