Glennmont Partners I Limited

• Principal Place of Business

  201 Bishopsgate

  9th Floor

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/cleanenergy

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +4402037258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Adnane Oubuih

  IRN AAO01057

  • CF30 Customer (9 Oct 2013 to 13 Apr 2015)
• Alan James Thetford

  IRN AJT01163

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
  • [FCA CF] Material risk taker (since 20 Dec 2021)
• Alvin Justin Ourso

  IRN AXO00111

  • SMF3 Executive Director (since 5 Jun 2021)
• Andrew David Graystone

  IRN ADG01098

  • CF28 Systems and controls (27 Aug 2008 to 7 Nov 2008)
• Anthony Bolden

  IRN AXB03201

  • CF10 Compliance Oversight (15 May 2014 to 2 Nov 2018)
  • CF11 Money Laundering Reporting (15 May 2014 to 2 Nov 2018)
• Anthony Kemp

  IRN AXK01407

  • CF10 Compliance Oversight (4 Jan 2012 to 1 Mar 2013)
  • CF11 Money Laundering Reporting (4 Jan 2012 to 1 Mar 2013)
• Charlene Murugen

  IRN CXM01892

  • CF28 Systems and controls (14 Nov 2008 to 5 Feb 2010)
• Claudio Vescovo

  IRN CXV01106

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2022)
  • CF30 Customer (24 May 2010 to 8 Dec 2019)
• David Millan Velez

  IRN DXM02115

  • CF30 Customer (27 Aug 2008 to 28 Feb 2010)
  • CF1 Director (27 Aug 2008 to 28 Feb 2010)
• David William Price

  IRN DWP01063

  • [FCA CF] Significant management (16 Dec 2021 to 16 Sep 2022)

No changes recorded yet.