Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (12 Aug 2015 to 2 Nov 2018)
- CF11 Money Laundering Reporting (12 Aug 2015 to 2 Nov 2018)
-
- CF10 Compliance Oversight (15 May 2014 to 2 Nov 2018)
- CF11 Money Laundering Reporting (15 May 2014 to 2 Nov 2018)
-
- CF10 Compliance Oversight (22 Apr 2014 to 2 Nov 2018)
- CF11 Money Laundering Reporting (22 Apr 2014 to 2 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.