Glennmont Asset Management Limited

• Principal Place of Business

  201 Bishopsgate

  9th Floor

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/cleanenergy

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037258321

• Investment Advice (no pensions)

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan James Thetford

  IRN AJT01163

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
  • [FCA CF] Material risk taker (since 20 Dec 2021)
• Alvin Justin Ourso

  IRN AXO00111

  • SMF3 Executive Director (since 5 Jun 2021)
• Anthony Bolden

  IRN AXB03201

  • CF11 Money Laundering Reporting (12 Aug 2015 to 2 Nov 2018)
  • CF10 Compliance Oversight (12 Aug 2015 to 2 Nov 2018)
• Catherine Schaefer

  IRN CXS00408

  • [FCA CF] Significant management (2 Nov 2022 to 30 Jan 2026)
• Chris Zissis

  IRN CXZ00015

  • [FCA CF] Significant management (2 Nov 2022 to 22 Sep 2025)
• Claudio Vescovo

  IRN CXV01106

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2024)
  • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
• Costas Papamantellos

  IRN CXP00790

  • [FCA CF] Client dealing (since 3 Feb 2026)
• David William Price

  IRN DWP01063

  • [FCA CF] Significant management (since 16 Dec 2021)
• Francesco Cacciabue

  IRN FXC01242

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (12 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
• Henrik Urbansky

  IRN HXU01019

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (12 Aug 2015 to 8 Dec 2019)

No changes recorded yet.