Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Jan 2026)
    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2013 to 23 May 2014)
    • CF11 Money Laundering Reporting (26 Apr 2013 to 23 May 2014)
    • CF28 Systems and controls (4 May 2010 to 19 Jan 2018)
    • CF30 Customer (4 May 2010 to 8 Dec 2019)
    • CF1 Director (4 May 2010 to 8 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 May 2012 to 30 Apr 2014)
    • CF11 Money Laundering Reporting (22 May 2012 to 30 Apr 2014)
    • CF4 Partner (22 May 2012 to 8 Dec 2019)
    • CF30 Customer (22 May 2012 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
    • CF1 Director (12 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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