Date authorised
1 April 2013
Companies House
OC370282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +442037278000
  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +442037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Adnane Oubuih

    IRN AAO01057

    • CF30 Customer (8 Feb 2013 to 2 Apr 2015)
  • Alan James Thetford

    IRN AJT01163

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
    • [FCA CF] Material risk taker (since 20 Dec 2021)
  • Alvin Justin Ourso

    IRN AXO00111

    • SMF27 Partner (since 5 Jun 2021)
  • Anthony Bolden

    IRN AXB03201

    • CF11 Money Laundering Reporting (22 Apr 2014 to 2 Nov 2018)
    • CF10 Compliance Oversight (22 Apr 2014 to 2 Nov 2018)
  • Claudio Vescovo

    IRN CXV01106

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2022)
    • CF30 Customer (8 Feb 2013 to 8 Dec 2019)
  • David William Price

    IRN DWP01063

    • [FCA CF] Significant management (16 Dec 2021 to 16 Sep 2022)
  • Francesco Cacciabue

    IRN FXC01242

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 May 2012 to 8 Dec 2019)
    • CF30 Customer (22 May 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 May 2012 to 30 Apr 2014)
    • CF10 Compliance Oversight (22 May 2012 to 30 Apr 2014)
  • Henrik Urbansky

    IRN HXU01019

    • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
    • CF30 Customer (8 Feb 2013 to 8 Dec 2019)
  • Isabel Rodriguez De Rivera Ruiz

    IRN IXR00042

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
  • Jerome Nicolas Clement Gautrais

    IRN JNG01036

    • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
    • CF30 Customer (11 Aug 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.