Date authorised
1 April 2013
Companies House
OC370282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +442037278000
  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +442037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joost Hessel Louis Bergsma

    IRN JHB01070

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (22 May 2012 to 8 Dec 2019)
    • CF4 Partner (22 May 2012 to 8 Dec 2019)
    • CF3 Chief Executive (22 May 2012 to 8 Dec 2019)
  • Jordi Lopez Francesch

    IRN JLF01075

    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • Kamal Hussain

    IRN KXH00309

    • SMF16 Compliance Oversight (since 27 Jul 2022)
  • Libby Derethik

    IRN LXD00292

    • [FCA CF] Material risk taker (10 Mar 2023 to 12 Jun 2024)
  • Mehul Bhimjiyani

    IRN MXB02395

    • CF30 Customer (8 Feb 2013 to 23 Jul 2013)
  • Michael John Lawson Sales

    IRN MJS01323

    • SMF27 Partner (since 5 Jun 2021)
  • Nicolas Michel Marie-Vianney Ribes

    IRN NMR01013

    • CF30 Customer (23 May 2014 to 16 Nov 2017)
  • Peter Robert Dickson

    IRN PRD01102

    • SMF27 Partner (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • CF30 Customer (22 May 2012 to 8 Dec 2019)
    • CF4 Partner (22 May 2012 to 8 Dec 2019)
  • Stephen Scott Lawrence

    IRN SSL01015

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (22 May 2012 to 8 Dec 2019)
    • CF4 Partner (22 May 2012 to 8 Dec 2019)
  • Tobias Christopher Joseph Bishop

    IRN TXB10045

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.