Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Jan 2026)
    • [FCA CF] Client dealing (since 9 Jan 2026)
    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Aug 2008 to 8 Dec 2019)
    • CF3 Chief Executive (27 Aug 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Aug 2008 to 31 Mar 2009)
    • CF1 Director (27 Aug 2008 to 8 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (22 May 2012 to 8 Dec 2019)
    • CF3 Chief Executive (22 May 2012 to 8 Dec 2019)
    • CF30 Customer (22 May 2012 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (20 May 2019 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
    • CF1 Director (12 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.