Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Glennmont Partners I Limited (no longer approved here)

    FRN 483500

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
    • CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
  • Clean Energy Partners LLP (no longer approved here)

    FRN 575213

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
  • Glennmont Asset Management Limited (no longer approved here)

    FRN 665071

    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.