Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
- CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
- CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 11 Oct 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
- CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.