Jordi Lopez Francesch

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nuveen Investment Management International Limited
FRN 141668
- [FCA CF] Material risk taker (since 9 Jan 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
Glennmont Asset Management Limited
FRN 665071
- SMF3 Executive Director (since 4 Aug 2025)
- CF28 Systems and controls (12 Aug 2015 to 8 Dec 2019)
- CF30 Customer (12 Aug 2015 to 8 Dec 2019)
Glennmont Partners I Limited (no longer approved here)
FRN 483500
- CF30 Customer (19 Jan 2018 to 8 Dec 2019)
Clean Energy Partners LLP (no longer approved here)
FRN 575213
- CF30 Customer (27 Jan 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.