Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Glennmont Asset Management Limited
FRN 665071
- [FCA CF] Significant management (since 16 Dec 2021)
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- [FCA CF] Significant management (since 8 Dec 2021)
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Nuveen Management AIFM Limited
FRN 194149
- [FCA CF] Significant management (since 8 Dec 2021)
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- [FCA CF] Significant management (16 Dec 2021 to 16 Sep 2022)
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- [FCA CF] Significant management (16 Dec 2021 to 16 Sep 2022)
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- CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
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- CF28 Systems and controls (1 Nov 2007 to 18 Dec 2018)
- CF14 Risk Assessment (30 Oct 2007 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF14 Risk Assessment (30 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.