Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
-
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
-
Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
-
Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
ALISON JANE Watson
IRN AXR01538
- [FCA CF] Manager of certification employee (14 Mar 2022 to 4 Jan 2023)
-
Aaron Henry Meder
IRN AHM01138
- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2020 to 31 Dec 2023)
-
Adekemi Adesola Adebajo
IRN AAA01106
- [FCA CF] Client dealing (26 Aug 2021 to 20 Jan 2023)
-
Adrian Philip Smart
IRN APS01094
- CF11 Money Laundering Reporting (9 Aug 2004 to 30 Nov 2011)
- CF10 Compliance Oversight (28 Nov 2003 to 30 Nov 2011)
-
Alan Edward Whitmore
IRN AEW01077
- [FCA CF] Client dealing (5 Sep 2022 to 20 Jan 2023)
-
Ali Reza Toutounchi
IRN ART01047
- CF1 Director (24 Jun 2014 to 31 Dec 2015)
-
Amardeep Singh Nagra
IRN ASN01027
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
-
Amelie Marie Claire Vautravers
IRN AMV01041
- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
-
Amie Stow
IRN AXS00109
- [FCA CF] Material risk taker (since 10 May 2024)
- [FCA CF] Material risk taker (6 Jul 2022 to 8 May 2023)
- [FCA CF] Manager of certification employee (6 Dec 2021 to 1 Nov 2022)
- [FCA CF] Client dealing (6 Dec 2021 to 1 Nov 2022)
-
Amrit Somal
IRN AXS00784
- [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.