Anthony Kemp

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF10 Compliance Oversight (4 Jan 2012 to 1 Mar 2013)
    • CF11 Money Laundering Reporting (4 Jan 2012 to 1 Mar 2013)
  • Glennmont Partners I Limited (no longer approved here)

    FRN 483500

    • CF11 Money Laundering Reporting (4 Jan 2012 to 1 Mar 2013)
    • CF10 Compliance Oversight (4 Jan 2012 to 1 Mar 2013)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2011)
    • CF14 Risk Assessment (14 Feb 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Oct 2006 to 30 Nov 2011)
    • CF15 Internal Audit (16 Oct 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Oct 2006 to 30 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.