BNP Paribas Asset Management UK Limited

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

  Web

  https://www.bnpparibas-am.co.uk

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Abhijit Korde

  IRN AXK02794

  • [FCA CF] Client dealing (10 Nov 2022 to 8 Oct 2024)
• Abhishek Gon

  IRN AXG00938

  • [FCA CF] Client dealing (5 Sep 2024 to 31 Dec 2025)
• Ada Poon

  IRN AXP01003

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2024)
  • SMF16 Compliance Oversight (since 10 Oct 2024)
• Adam Gage

  IRN AXG01829

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (18 Dec 2007 to 8 Dec 2019)
• Adrian James Mollison

  IRN AJM01595

  • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
• Agnes Noemie Jakubowicz

  IRN AXJ01334

  • CF30 Customer (17 Jul 2015 to 17 Apr 2016)
• Alaa Bushehri

  IRN AXB03037

  • [FCA CF] Manager of certification employee (27 Feb 2025 to 31 Dec 2025)
  • [FCA CF] Material risk taker (27 Feb 2025 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (16 Jul 2015 to 8 Dec 2019)
• Alan James Robertson Irvine

  IRN AJI01033

  • [FCA CF] Client dealing (19 Sep 2025 to 31 Dec 2025)
• Alan Taylor

  IRN AXT01131

  • CF10 Compliance Oversight (30 Jul 2013 to 20 Oct 2017)
  • CF11 Money Laundering Reporting (30 Jul 2013 to 20 Oct 2017)
• Alan Tun

  IRN AXT01209

  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2005)

No changes recorded yet.