Abhijit Korde

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 18 Jul 2025)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- [FCA CF] Client dealing (10 Nov 2022 to 8 Oct 2024)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
- CF30 Customer (14 Aug 2018 to 8 Dec 2019)
Insight Investment International Limited (no longer approved here)
FRN 416024
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
- CF30 Customer (14 Aug 2018 to 8 Dec 2019)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (31 Mar 2017 to 16 Feb 2018)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- CF30 Customer (16 Dec 2015 to 2 Dec 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.