Glennmont Partners I Limited

• Principal Place of Business

  201 Bishopsgate

  9th Floor

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/cleanenergy

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +4402037258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ethna Frances Horigan

  IRN EFH01013

  • CF10 Compliance Oversight (1 Jul 2010 to 23 Sep 2011)
  • CF11 Money Laundering Reporting (1 Jul 2010 to 23 Sep 2011)
• Francesco Cacciabue

  IRN FXC01242

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (26 Apr 2013 to 23 May 2014)
  • CF10 Compliance Oversight (26 Apr 2013 to 23 May 2014)
  • CF1 Director (4 May 2010 to 8 Dec 2019)
  • CF30 Customer (4 May 2010 to 8 Dec 2019)
  • CF28 Systems and controls (4 May 2010 to 19 Jan 2018)
• Henrik Urbansky

  IRN HXU01019

  • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
  • CF30 Customer (5 Aug 2010 to 8 Dec 2019)
• Isabel Rodriguez De Rivera Ruiz

  IRN IXR00042

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
• James Walter Morris

  IRN JWM01131

  • CF1 Director (27 May 2010 to 22 Oct 2012)
  • CF30 Customer (27 Apr 2010 to 30 Nov 2012)
• Jerome Nicolas Clement Gautrais

  IRN JNG01036

  • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
  • CF30 Customer (10 Aug 2015 to 8 Dec 2019)
• Joost Hessel Louis Bergsma

  IRN JHB01070

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF8 Apportionment and Oversight (27 Aug 2008 to 31 Mar 2009)
  • CF30 Customer (27 Aug 2008 to 8 Dec 2019)
  • CF3 Chief Executive (27 Aug 2008 to 8 Dec 2019)
  • CF1 Director (27 Aug 2008 to 8 Dec 2019)
• Jordi Lopez Francesch

  IRN JLF01075

  • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
• Kamal Hussain

  IRN KXH00309

  • SMF16 Compliance Oversight (since 27 Jul 2022)
• Libby Derethik

  IRN LXD00292

  • [FCA CF] Material risk taker (10 Mar 2023 to 12 Jun 2024)

No changes recorded yet.