Glennmont Partners I Limited

• Principal Place of Business

  201 Bishopsgate

  9th Floor

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/cleanenergy

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +4402037258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark David Sims

  IRN MDS01192

  • CF28 Systems and controls (26 Apr 2010 to 5 May 2010)
• Mehul Bhimjiyani

  IRN MXB02395

  • CF30 Customer (1 Sep 2011 to 23 Jul 2013)
• Michael John Cox

  IRN MJC01562

  • CF10 Compliance Oversight (27 May 2009 to 18 Jun 2010)
  • CF11 Money Laundering Reporting (27 May 2009 to 18 Jun 2010)
• Michael John Lawson Sales

  IRN MJS01323

  • SMF3 Executive Director (since 5 Jun 2021)
• Michelle Anne Bedwin

  IRN MAB01381

  • CF11 Money Laundering Reporting (27 Aug 2008 to 4 May 2009)
  • CF10 Compliance Oversight (27 Aug 2008 to 4 May 2009)
• Peter Robert Dickson

  IRN PRD01102

  • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
  • CF1 Director (27 May 2009 to 8 Dec 2019)
  • CF30 Customer (27 Aug 2008 to 8 Dec 2019)
• Stephen Scott Lawrence

  IRN SSL01015

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • CF1 Director (29 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (27 Aug 2008 to 8 Dec 2019)
• Tobias Christopher Joseph Bishop

  IRN TXB10045

  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
  • CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
• Victor Weisberg

  IRN VXW00040

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)

No changes recorded yet.