Michael John Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UTMOST WEALTH ADVISERS LIMITED (no longer approved here)
FRN 829788
- SMF3 Executive Director (26 Apr 2022 to 15 Dec 2022)
- SMF16 Compliance Oversight (14 Jan 2022 to 15 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2022 to 15 Dec 2022)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF10 Compliance Oversight (6 Feb 2013 to 1 Jan 2017)
Glennmont Partners I Limited (no longer approved here)
FRN 483500
- CF10 Compliance Oversight (27 May 2009 to 18 Jun 2010)
- CF11 Money Laundering Reporting (27 May 2009 to 18 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.