UTMOST WEALTH ADVISERS LIMITED

Date authorised
29 August 2019
Companies House
11732755
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    London Executive Offices Ltd, 1 King William Street
    London
    City Of London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402039287759
    Web
    https://www.utmostwealthadvisers.co.uk

  • Complaints Contact

    London Executive Offices Ltd, 1 King William Street
    London
    City Of London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402039287759

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Life Policy

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Life Policy

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Professional, Retail (Investment), Life Policy

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Privat

    IRN AXP01004

    • [FCA CF] Client dealing (2 Dec 2024 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (2 Dec 2024 to 31 Oct 2025)
  • Aqeel Baksh

    IRN AXB04764

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
  • Axel Hoerger

    IRN AXH01978

    • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2020)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • Christopher Edward

    IRN CXE10479

    • [FCA CF] Functions requiring qualifications (16 Jun 2022 to 20 Oct 2025)
    • [FCA CF] Client dealing (1 Feb 2022 to 20 Oct 2025)
  • Gavin Neil Palmer

    IRN GNP01017

    • SMF9 Chair of the Governing Body (since 3 Feb 2025)
  • James McGregor Shore

    IRN JMS01427

    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2022)
    • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
  • Jan Carendi

    IRN JXC00745

    • SMF9 Chair of the Governing Body (19 May 2022 to 7 Jan 2025)
  • Jan Olof Richard Carendi

    IRN JOC01020

    • CF2 Non Executive Director (29 Aug 2019 to 8 Dec 2019)
  • Joe Webb

    IRN JXW01079

    • SMF16 Compliance Oversight (since 15 Jul 2024)
    • SMF3 Executive Director (since 15 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2024)
  • Lee Morrison

    IRN LXM00574

    • SMF3 Executive Director (28 Apr 2023 to 31 May 2024)
    • Responsible for Insurance Distribution (28 Apr 2023 to 31 May 2024)
    • SMF1 Chief Executive (28 Apr 2023 to 31 May 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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