UTMOST WEALTH ADVISERS LIMITED

• Principal Place of Business

  London Executive Offices Ltd, 1 King William Street

  London

  City Of London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402039287759

  Web

  https://www.utmostwealthadvisers.co.uk

• Complaints Contact

  London Executive Offices Ltd, 1 King William Street

  London

  City Of London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402039287759

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Life Policy

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Life Policy

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Professional, Retail (Investment), Life Policy

• Mark Fairbairn

  IRN MXF00575

  • Responsible for Insurance Distribution (since 3 Feb 2025)
  • SMF1 Chief Executive (since 3 Feb 2025)
  • SMF3 Executive Director (since 3 Feb 2025)
• Mark Nicholas Jephcott

  IRN MNJ01014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 May 2023)
  • [FCA CF] Client dealing (since 28 Mar 2023)
• Michael John Cox

  IRN MJC01562

  • SMF3 Executive Director (26 Apr 2022 to 15 Dec 2022)
  • SMF16 Compliance Oversight (14 Jan 2022 to 15 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2022 to 15 Dec 2022)
• Nicolas Marcel Andre Liaigre

  IRN NXL00104

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Jun 2022)
  • [FCA CF] Client dealing (since 1 Apr 2022)
• Robert Hamilton MacIntyre

  IRN RHM01048

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 2 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
  • CF10 Compliance Oversight (29 Sep 2019 to 8 Dec 2019)
  • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (29 Aug 2019 to 1 Feb 2023)
  • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Aug 2019 to 8 Dec 2019)
• Sally Ann Fernee

  IRN SXF77826

  • SMF1 Chief Executive (15 Jul 2024 to 30 Dec 2024)
  • Responsible for Insurance Distribution (15 Jul 2024 to 30 Dec 2024)
  • SMF3 Executive Director (28 Apr 2023 to 30 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2023 to 15 Jul 2024)
  • SMF16 Compliance Oversight (28 Apr 2023 to 15 Jul 2024)
• Stuart Phillip Parkinson

  IRN SPP01090

  • Responsible for Insurance Distribution (17 Dec 2020 to 7 Feb 2022)
  • SMF3 Executive Director (17 Dec 2020 to 7 Feb 2022)
• Stuart Robertson

  IRN SXR01624

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 16 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2023)
  • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
• Thomas Burrill

  IRN TXB01813

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Jul 2023)
  • [FCA CF] Client dealing (since 5 Jul 2023)

No changes recorded yet.