Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2023)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Functions requiring qualifications (28 May 2021 to 30 Dec 2022)
    • [FCA CF] Client dealing (18 May 2021 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.