Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (4 Feb 2025 to 30 Jun 2025)
    • [FCA CF] Client dealing (4 Feb 2025 to 30 Jun 2025)
  • UTMOST WEALTH ADVISERS LIMITED (no longer approved here)

    FRN 829788

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 2 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2023)
    • CF10 Compliance Oversight (29 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Aug 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (29 Aug 2019 to 1 Feb 2023)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (1 Nov 2007 to 12 Feb 2009)
    • CF21 Investment Adviser (31 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.