Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (4 Feb 2025 to 30 Jun 2025)
- [FCA CF] Client dealing (4 Feb 2025 to 30 Jun 2025)
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- [FCA CF] Functions requiring qualifications (1 Apr 2022 to 2 Feb 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2023)
- CF10 Compliance Oversight (29 Sep 2019 to 8 Dec 2019)
- CF30 Customer (29 Aug 2019 to 8 Dec 2019)
- CF1 Director (29 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (29 Aug 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (29 Aug 2019 to 1 Feb 2023)
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- CF30 Customer (1 Nov 2007 to 12 Feb 2009)
- CF21 Investment Adviser (31 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.